Filing Details

Accession Number:
0001094792-22-000017
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-08-23 16:04:02
Reporting Period:
2022-08-19
Accepted Time:
2022-08-23 16:04:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1505155 Upland Software Inc. UPLD () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1094792 T John Mcdonald 401 Congress Ave., Ste 1850
Austin TX 78701
Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-08-19 20,000 $10.73 223,738 No 4 P Indirect By National Financial Services as Cust FBO J. McDonald RRA
Common Stock Acquisiton 2022-08-22 10,000 $10.99 233,738 No 4 P Indirect By National Financial Services as Cust FBO J. McDonald RRA
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By National Financial Services as Cust FBO J. McDonald RRA
No 4 P Indirect By National Financial Services as Cust FBO J. McDonald RRA
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,497,212 Direct
Footnotes
  1. Does not include 125,000 shares of common stock held in a trust for the benefit of Mr. McDonald's children of which The Bryn Mawr Trust Company of Delaware is the trustee.