Filing Details
- Accession Number:
- 0001753926-22-001114
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-08-22 20:39:05
- Reporting Period:
- 2022-08-19
- Accepted Time:
- 2022-08-22 20:39:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 64463 | Soluna Holdings Inc | SLNH | Services-Computer Processing & Data Preparation (7374) | 141462255 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1687758 | E. Matthew Lipman | C/O Soluna Holdings, Inc. 325 Washington Avenue Extension Albany NY 12205 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| 9.0% Series A Cumulative Perpetual Stock | Acquisiton | 2022-08-19 | 300 | $9.65 | 0 | No | 4 | P | Direct | |
| 9.0% Series A Cumulative Perpetual Stock | Acquisiton | 2022-08-19 | 300 | $9.60 | 0 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2022-08-19 | 352 | $3.20 | 0 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2022-08-19 | 189 | $3.20 | 0 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2022-08-19 | 459 | $3.20 | 0 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2022-08-19 | 1,000 | $3.25 | 0 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2022-08-19 | 101 | $3.24 | 0 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2022-08-19 | 100 | $3.26 | 0 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2022-08-19 | 799 | $3.26 | 0 | No | 4 | P | Direct | |
| 9.0% Series A Cumulative Perpetual Stock | Acquisiton | 2022-08-22 | 150 | $9.35 | 0 | No | 4 | P | Direct | |
| 9.0% Series A Cumulative Perpetual Stock | Acquisiton | 2022-08-22 | 150 | $9.50 | 0 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2022-08-22 | 3,500 | $3.25 | 0 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,750,000 | Indirect | See Footnote |
Footnotes
- These shares of Common Stock are held by Brookstone Partners Acquisition XXIV, LLC ("Brookstone XXIV"). As the Manager of Brookstone XXIV, Brookstone Partners I.A.C. may be deemed to beneficially own the shares of Common Stock owned directly by Brookstone XXIV. Mr. Lipman is the Secretary of Brookstone Partners I.A.C. and shares voting and dispositive power over the shares of Common Stock owned by Brookstone XXIV and therefore may be deemed to beneficially own these shares. Mr. Lipman disclaims such beneficial ownership except to the extent of his pecuniary interest therein.
Billionaire Hedge Funds
