Filing Details
- Accession Number:
- 0000899243-22-029450
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-08-22 17:10:40
- Reporting Period:
- 2022-08-09
- Accepted Time:
- 2022-08-22 17:10:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1418100 | Avaya Holdings Corp. | AVYA | Services-Prepackaged Software (7372) | 261119726 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1773585 | Cheng-De Walker Theodore King | Unit 1502, 15Th Floor, 99 Hennessy Road Wanchai, Hong Kong K3 999077 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-08-09 | 2,707 | $0.70 | 9,001,457 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2022-08-09 | 172,133 | $0.70 | 9,173,590 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2022-08-09 | 79,296 | $0.70 | 9,252,886 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2022-08-09 | 7,803 | $0.70 | 9,260,689 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2022-08-09 | 165,423 | $0.70 | 9,426,112 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2022-08-09 | 69,351 | $0.70 | 9,495,463 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2022-08-09 | 3,287 | $0.70 | 9,498,750 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2022-08-09 | 12,588 | $0.69 | 9,511,338 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2022-08-09 | 487,412 | $0.69 | 9,998,750 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2022-08-09 | 500,000 | $0.68 | 10,498,750 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2022-08-09 | 500,000 | $0.67 | 10,998,750 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2022-08-09 | 115,000 | $2.00 | 11,113,750 | No | 4 | X | Direct | |
| Common Stock | Acquisiton | 2022-08-09 | 20,500 | $3.00 | 11,134,250 | No | 4 | X | Direct | |
| Common Stock | Acquisiton | 2022-08-09 | 9,600 | $2.50 | 11,143,850 | No | 4 | X | Direct | |
| Common Stock | Acquisiton | 2022-08-09 | 54,800 | $2.00 | 11,198,650 | No | 4 | X | Direct | |
| Common Stock | Acquisiton | 2022-08-10 | 1,700 | $3.00 | 11,200,350 | No | 4 | X | Direct | |
| Common Stock | Acquisiton | 2022-08-10 | 30,500 | $2.00 | 11,230,850 | No | 4 | X | Direct | |
| Common Stock | Acquisiton | 2020-08-10 | 15,000 | $2.00 | 11,245,850 | No | 4 | X | Direct | |
| Common Stock | Acquisiton | 2022-08-11 | 37,500 | $2.00 | 11,283,350 | No | 4 | X | Direct | |
| Common Stock | Acquisiton | 2022-08-11 | 17,400 | $2.00 | 11,300,750 | No | 4 | X | Direct | |
| Common Stock | Acquisiton | 2022-08-15 | 500 | $2.50 | 11,301,250 | No | 4 | X | Direct | |
| Common Stock | Acquisiton | 2022-08-16 | 5,600 | $2.00 | 11,306,850 | No | 4 | X | Direct | |
| Common Stock | Acquisiton | 2022-08-16 | 5,000 | $2.00 | 11,311,850 | No | 4 | X | Direct | |
| Common Stock | Acquisiton | 2022-08-17 | 158,600 | $3.00 | 11,470,450 | No | 4 | X | Direct | |
| Common Stock | Acquisiton | 2022-08-17 | 12,500 | $2.00 | 11,482,950 | No | 4 | X | Direct | |
| Common Stock | Acquisiton | 2022-08-18 | 7,500 | $2.00 | 11,490,450 | No | 4 | X | Direct | |
| Common Stock | Acquisiton | 2022-08-19 | 350,300 | $2.00 | 11,840,750 | No | 4 | X | Direct | |
| Common Stock | Acquisiton | 2022-08-19 | 324,600 | $2.50 | 12,165,350 | No | 4 | X | Direct | |
| Common Stock | Acquisiton | 2022-08-19 | 1,066,000 | $3.00 | 13,231,350 | No | 4 | X | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
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Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Put Option (obligation to buy) | Disposition | 2022-08-09 | 1,150 | $0.00 | 115,000 | $2.00 |
| Common Stock | Put Option (obligation to buy) | Disposition | 2022-08-09 | 205 | $0.00 | 20,500 | $3.00 |
| Common Stock | Put Option (obligation to buy) | Disposition | 2022-08-09 | 96 | $0.00 | 9,600 | $2.50 |
| Common Stock | Put Option (obligation to buy) | Disposition | 2022-08-09 | 548 | $0.00 | 54,800 | $2.00 |
| Common Stock | Put Option (obligation to buy) | Disposition | 2022-08-10 | 17 | $0.00 | 1,700 | $3.00 |
| Common Stock | Put Option (obligation to buy) | Disposition | 2022-08-10 | 305 | $0.00 | 30,500 | $2.00 |
| Common Stock | Put Option (obligation to buy) | Disposition | 2020-08-10 | 150 | $0.00 | 15,000 | $2.00 |
| Common Stock | Put Option (obligation to buy) | Disposition | 2022-08-11 | 375 | $0.00 | 37,500 | $2.00 |
| Common Stock | Put Option (obligation to buy) | Disposition | 2022-08-11 | 174 | $0.00 | 17,400 | $2.00 |
| Common Stock | Put Option (obligation to buy) | Disposition | 2022-08-15 | 5 | $0.00 | 500 | $2.50 |
| Common Stock | Put Option (obligation to buy) | Disposition | 2022-08-16 | 56 | $0.00 | 5,600 | $2.00 |
| Common Stock | Put Option (obligation to buy) | Disposition | 2022-08-16 | 50 | $0.00 | 5,000 | $2.00 |
| Common Stock | Put Option (obligation to buy) | Disposition | 2022-08-17 | 1,586 | $0.00 | 158,600 | $3.00 |
| Common Stock | Put Option (obligation to buy) | Disposition | 2022-08-17 | 125 | $0.00 | 12,500 | $2.00 |
| Common Stock | Put Option (obligation to buy) | Disposition | 2022-08-18 | 75 | $0.00 | 7,500 | $2.00 |
| Common Stock | Put Option (obligation to buy) | Disposition | 2022-08-19 | 3,503 | $0.00 | 350,300 | $2.00 |
| Common Stock | Put Option (obligation to buy) | Disposition | 2022-08-19 | 3,246 | $0.00 | 324,600 | $2.50 |
| Common Stock | Put Option (obligation to buy) | Disposition | 2022-08-19 | 10,660 | $0.00 | 1,066,000 | $3.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 536,100 | 2022-08-19 | No | 4 | X | Direct | |
| 1,226,300 | 2022-08-19 | No | 4 | X | Direct | |
| 325,100 | 2022-08-19 | No | 4 | X | Direct | |
| 481,300 | 2022-08-19 | No | 4 | X | Direct | |
| 1,224,600 | 2022-08-19 | No | 4 | X | Direct | |
| 450,800 | 2022-08-19 | No | 4 | X | Direct | |
| 435,800 | 2022-08-19 | No | 4 | X | Direct | |
| 398,300 | 2022-08-19 | No | 4 | X | Direct | |
| 380,900 | 2022-08-19 | No | 4 | X | Direct | |
| 324,600 | 2022-08-19 | No | 4 | X | Direct | |
| 375,300 | 2022-08-19 | No | 4 | X | Direct | |
| 370,300 | 2022-08-19 | No | 4 | X | Direct | |
| 1,066,000 | 2022-08-19 | No | 4 | X | Direct | |
| 357,800 | 2022-08-19 | No | 4 | X | Direct | |
| 350,300 | 2022-08-19 | No | 4 | X | Direct | |
| 0 | 2022-08-19 | No | 4 | X | Direct | |
| 0 | 2022-08-19 | No | 4 | X | Direct | |
| 0 | 2022-08-19 | No | 4 | X | Direct |
Footnotes
- These are put option contracts written by the Reporting Person which provide that the Reporting Person will be required to purchase shares of Common Stock at the stated strike price if the counterparty exercises such option. Exchange-traded options are immediately exercisable and remain exercisable until expiration.
Billionaire Hedge Funds
