Filing Details

Accession Number:
0001722438-22-000158
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-08-22 17:01:09
Reporting Period:
2022-08-18
Accepted Time:
2022-08-22 17:01:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1722438 Doma Holdings Inc. DOMA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1543844 Alan Michael Smith 101 Mission St.
Suite 740
San Francisco CA 94105
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2022-08-18 13,462 $0.85 1,012,432 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. As previously reported, on October 6, 2021, the reporting person was granted 129,871 restricted stock units ("RSUs") under the Doma Holdings, Inc.'s (the "Company") Omnibus Incentive Plan (the "Plan"), representing the right to receive shares of Company common stock in the future. The "Vesting Commencement Date" of the grant was August 16, 2021, and the grant vests as follows: 25% of the RSUs vest on the first anniversary of the Vesting Commencement Date and the remainder vest in 12 consecutive, equal, quarterly installments such that the award is fully vested on the fourth anniversary of the Vesting Commencement Date; provided the reporting person is continuously employed through such date as applicable. On August 16, 2022, 32,467 shares of such RSUs vested. In connection with this vesting, 13,462 shares were sold on August 18, 2022 to satisfy the reporting person's tax withholding obligations.
  2. The price reported above in Column 4 represents a weighted average sales price of. This transaction was executed in multiple trades at prices ranging from $0.82 to $0.87, inclusive. The reporting person hereby undertakes to provide, upon request, to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, full information regarding the number of shares and prices at which the transaction was effected.