Filing Details

Accession Number:
0001161697-22-000399
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-08-19 17:02:54
Reporting Period:
2022-08-18
Accepted Time:
2022-08-19 17:02:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1369568 Catalyst Pharmaceuticals Inc. CPRX () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
929985 J Patrick Mcenany 355 Alhambra Circle, Suite 801
Coral Gables FL 33134
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Acquisiton 2022-08-18 25,000 $2.53 4,955,217 No 4 M Direct
Common Stock, Par Value $0.001 Per Share Disposition 2022-08-18 25,000 $13.93 4,930,217 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2022-08-18 50,000 $2.53 4,980,217 No 4 M Direct
Common Stock, Par Value $0.001 Per Share Disposition 2022-08-18 50,000 $13.93 4,930,217 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2022-08-18 50,000 $2.53 4,980,217 No 4 M Direct
Common Stock, Par Value $0.001 Per Share Disposition 2022-08-18 50,000 $13.96 4,930,217 No 4 S Direct
Common Stock,. Par Value $0.001 Per Share Acquisiton 2022-08-18 50,000 $2.53 4,980,217 No 4 M Direct
Common Stock, Par Value $0.001 Per Share Disposition 2022-08-18 50,000 $13.95 4,930,217 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2022-08-19 125,000 $2.53 5,055,217 No 4 M Direct
Common Stock, Par Value $0.001 Per Share Disposition 2022-08-19 125,000 $14.10 4,930,217 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Options to purchase common stock Disposition 2022-08-18 25,000 $0.00 25,000 $2.53
Common Stock Options to purchase common stock Disposition 2022-08-18 50,000 $0.00 50,000 $2.53
Common Stock Options to purchase common stock Disposition 2022-08-18 50,000 $0.00 50,000 $2.53
Common Stock Options to purchase common stock Disposition 2022-08-18 50,000 $0.00 50,000 $2.53
Common Stock Options to purchase common stock Disposition 2022-08-19 125,000 $0.00 125,000 $2.53
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,640,834 2022-12-30 No 4 M Direct
3,590,834 2022-12-30 No 4 M Direct
3,540,834 2022-12-30 No 4 M Direct
3,490,834 2022-12-30 No 4 M Direct
3,365,834 2022-12-30 No 4 M Direct
Footnotes
  1. Shares were sold in various lots from $13.93 to $13.97 per share. The listed sales price represents a weighted average price for the shares sold.
  2. Shares were sold in various lots from $13.93 to $13.94 per share. The listed sales price represents a weighted average price for the shares sold.
  3. Shares were sold in various lots from $13.95 to $14.00 per share. The listed sales price represents a weighted average price for the shares sold.
  4. Shares were sold in various lots from $13.95 to $13.98 per share. The listed sales price represents a weighted average price for the shares sold.
  5. Shares were sold in various lots from $14.05 to $14.14 per share. The listed sales price represents a weighted average price for the shares sold.
  6. Shares were sold to cover the exercise price of options, tax withholding requirements (if applicable) and for personal reasons. The shares were not sold as a result of any agreement with the Company and Mr. McEnany remains an officer of the company.
  7. Options vested in three separate tranches beginning on December 30, 2016.