Filing Details

Accession Number:
0000895345-22-000637
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-08-16 20:42:51
Reporting Period:
2022-08-15
Accepted Time:
2022-08-16 20:42:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1758730 Tradeweb Markets Inc. TW Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1771195 Lee Olesky Tradeweb Markets Inc.
1177 Avenue Of The Americas
New York NY 10036
Chief Executive Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2022-08-15 48,532 $20.59 298,909 No 4 M Direct
Class A Common Stock Disposition 2022-08-15 48,532 $74.13 250,377 No 4 S Direct
Class A Common Stock Acquisiton 2022-08-16 51,468 $20.59 301,845 No 4 M Direct
Class A Common Stock Disposition 2022-08-16 51,468 $74.06 250,377 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock Option (Right to Buy) Disposition 2022-08-15 48,532 $0.00 48,532 $20.59
Class A Common Stock Stock Option (Right to Buy) Disposition 2022-08-16 51,468 $0.00 51,468 $20.59
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
604,721 2028-10-26 No 4 M Direct
553,253 2028-10-26 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 20,000 Indirect See footnote
Footnotes
  1. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2022.
  2. This amount includes (i) 17,151 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on March 17, 2023, (ii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, (iii) 19,777 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iv) 59,330 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (v) 31,000 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, in each case subject to the reporting person's continued employment through the applicable vesting date.
  3. The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.00 to $74.37, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3 and 4 to this Form 4.
  4. The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.00 to $74.25, inclusive.
  5. The reporting person owns these securities through The Lee Olesky 2019 Family Trust U/A/D March 21, 2019 ("The Family Trust"). The reporting person and his wife, as the co-trustees of The Family Trust, share the power to vote and invest the securities, but each disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein.
  6. The option is fully vested and exercisable as of the date hereof.