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Filing Details

Accession Number:: 0001209191-22-046119
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2022-08-16 20:05:43
Reporting Period:: 2022-08-12

Accepted Time:: 2022-08-16 20:05:43
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1642545	Shockwave Medical Inc.	SWAV	Surgical & Medical Instruments & Apparatus (3841)	270494101

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1768408	Antoine Papiernik	C/O Shockwave Medical, Inc. 5403 Betsy Ross Drive Santa Clara CA 95054		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2022-08-12	500	$280.66	61,751	No	4	S	Indirect	By Sofinnova Capital VII FCPR
Common Stock	Disposition	2022-08-12	2,937	$282.22	58,814	No	4	S	Indirect	By Sofinnova Capital VII FCPR
Common Stock	Disposition	2022-08-12	2,500	$283.27	56,314	No	4	S	Indirect	By Sofinnova Capital VII FCPR
Common Stock	Disposition	2022-08-12	6,217	$283.83	50,097	No	4	S	Indirect	By Sofinnova Capital VII FCPR
Common Stock	Disposition	2022-08-12	1,574	$285.08	48,523	No	4	S	Indirect	By Sofinnova Capital VII FCPR
Common Stock	Disposition	2022-08-12	1,713	$286.38	46,810	No	4	S	Indirect	By Sofinnova Capital VII FCPR
Common Stock	Disposition	2022-08-12	2,954	$287.14	43,856	No	4	S	Indirect	By Sofinnova Capital VII FCPR
Common Stock	Disposition	2022-08-12	2,739	$288.37	41,117	No	4	S	Indirect	By Sofinnova Capital VII FCPR
Common Stock	Disposition	2022-08-12	9,585	$289.26	31,532	No	4	S	Indirect	By Sofinnova Capital VII FCPR
Common Stock	Disposition	2022-08-12	7,585	$290.33	23,947	No	4	S	Indirect	By Sofinnova Capital VII FCPR
Common Stock	Disposition	2022-08-12	8,481	$291.35	15,466	No	4	S	Indirect	By Sofinnova Capital VII FCPR
Common Stock	Disposition	2022-08-12	2,023	$292.29	13,443	No	4	S	Indirect	By Sofinnova Capital VII FCPR
Common Stock	Disposition	2022-08-12	1,192	$293.03	12,251	No	4	S	Indirect	By Sofinnova Capital VII FCPR

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By Sofinnova Capital VII FCPR
No	4	S	Indirect	By Sofinnova Capital VII FCPR
No	4	S	Indirect	By Sofinnova Capital VII FCPR
No	4	S	Indirect	By Sofinnova Capital VII FCPR
No	4	S	Indirect	By Sofinnova Capital VII FCPR
No	4	S	Indirect	By Sofinnova Capital VII FCPR
No	4	S	Indirect	By Sofinnova Capital VII FCPR
No	4	S	Indirect	By Sofinnova Capital VII FCPR
No	4	S	Indirect	By Sofinnova Capital VII FCPR
No	4	S	Indirect	By Sofinnova Capital VII FCPR
No	4	S	Indirect	By Sofinnova Capital VII FCPR
No	4	S	Indirect	By Sofinnova Capital VII FCPR
No	4	S	Indirect	By Sofinnova Capital VII FCPR

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	4,545	Direct

Footnotes

The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $280.25 to $280.86. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
Represents shares directly held by Sofinnova Capital VII FCPR. The reporting person is one of the managing partners of Sofinnova Partners SAS, a French corporation and the management company of Sofinnova Capital VII FCPR. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $281.49 to $282.44. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $282.50 to $283.50. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $283.51 to $284.51. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $284.52 to $285.27. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $285.69 to $286.67. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $286.72 to $287.71. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $287.76 to $288.75. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $288.79 to $289.79. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $289.85 to $290.83. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $290.87 to $291.87. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $291.90 to $292.75. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $292.91 to $293.15. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.