Filing Details

Accession Number:
0001633978-22-000018
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-08-16 18:40:07
Reporting Period:
2022-08-12
Accepted Time:
2022-08-16 18:40:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1633978 Lumentum Holdings Inc. LITE () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1234673 S Alan Lowe C/O Lumentum Holdings Inc.
1001 Ridder Park Drive
San Jose CA 95131
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-08-12 45,444 $0.00 157,423 No 4 A Direct
Common Stock Disposition 2022-08-15 8,668 $96.19 148,755 No 4 F Direct
Common Stock Disposition 2022-08-15 8,809 $94.94 139,946 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 F Direct
No 4 S Direct
Footnotes
  1. Represents the acquisition of performance stock units (PSUs) upon the determination of the Board of Directors of the Issuer that the performance conditions were met with respect to PSUs granted to the Reporting Person on November 14, 2019. 100% of the shares will vest on August 22, 2022.
  2. Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units.
  3. These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.