Filing Details
- Accession Number:
- 0001415889-22-008699
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-08-16 16:11:48
- Reporting Period:
- 2022-08-15
- Accepted Time:
- 2022-08-16 16:11:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1528930 | Franchise Group Inc. | FRG FRGAP | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1511698 | M Andrew Laurence | 109 Innovation Court, Suite J Delaware OH 43015 | Executive Vice President | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-08-15 | 20,833 | $12.01 | 439,714 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-08-15 | 13,496 | $33.23 | 426,218 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2022-08-15 | 13,948 | $11.93 | 440,166 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-08-15 | 9,017 | $33.23 | 431,149 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2022-08-15 | 109 | $31.64 | 431,258 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2022-08-15 | 20,833 | $0.00 | 20,833 | $12.01 |
| Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2022-08-15 | 13,948 | $0.00 | 13,948 | $11.93 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2023-12-13 | No | 4 | M | Direct | |
| 0 | 2024-09-12 | No | 4 | M | Direct |
Footnotes
- Represents a net exercise of outstanding stock options. The Reporting Person received 7,337 shares of common stock on net exercise of option to purchase 20,833 shares of common stock. The Issuer withheld 13,496 shares of common stock underlying the option for payment of the exercise price and tax withholdings, using the closing price of $33.23, pursuant to the terms of the 2019 Omnibus Incentive Plan.
- Represents a net exercise of outstanding stock options. The Reporting Person received 4,931 shares of common stock on net exercise of option to purchase 13,948 shares of common stock. The Issuer withheld 9,017 shares of common stock underlying the option for payment of the exercise price and tax withholdings, using the closing price of $33.23, pursuant to the terms of the 2019 Omnibus Incentive Plan.
- Shares acquired under a broker automatic dividend reinvestment plan.
- The options vested in full on December 13, 2019.
- The options vested in full on September 12, 2020.
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