Filing Details

Accession Number:
0001062993-22-018074
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-08-16 07:36:48
Reporting Period:
2022-08-12
Accepted Time:
2022-08-16 07:36:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1578987 Arrowmark Financial Corp. BANX () 900934878
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1777979 Scott John Emrich C/O Arrowmark Financial Corp.
100 Fillmore Street, Suite 325
Denver CO 80206
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2022-08-12 475 $19.07 1,225 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $19.0699 to $19.0648, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.