Filing Details

Accession Number:
0001403431-22-000067
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-08-15 21:30:19
Reporting Period:
2022-08-11
Accepted Time:
2022-08-15 21:30:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1403431 Heritage-Crystal Clean Inc. HCCI () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1350849 Jr M Fred Fehsenfeld C/O Heritage-Crystal Clean, Inc.
2175 Point Boulevard, Suite 375
Elgin IL 60123
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2022-02-01 400,000 $0.00 637,647 No 5 G Direct
Common Stock Disposition 2022-08-11 32,561 $35.05 708,268 No 4 S Indirect By Trust
Common Stock Disposition 2022-08-11 6,716 $35.90 701,552 No 4 S Indirect By Trust
Common Stock Disposition 2022-08-12 142,498 $35.08 559,054 No 4 S Indirect By Trust
Common Stock Disposition 2022-08-15 118,225 $35.30 440,829 No 4 S Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Direct
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
Footnotes
  1. The reported securities were transferred by the Reporting Person as a gift to the Kobe Foundation, Inc. The Reporting Person exercises investment discretion over but has no pecuniary interest in the securities held, or transactions by, the Kobe Foundation, Inc. and disclaims beneficial ownership of all such securities.
  2. The reported price is a volume weighted average price. The shares of Common Stock ("Shares") were sold in multiple transactions at prices ranging from $34.72 to $35.47, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of Shares sold by each of the Trusts (defined below) at each separate price within the ranges set forth in footnotes (2), (4), (5) and (6) of this Form 4.
  3. The reported securities are directly held by trusts for the benefit of the Reporting Person's family (the "Trusts"). The Reporting Person serves as trustee of each of the Trusts and therefore may be deemed to have beneficial ownership of the reported securities but disclaims such ownership except to the extent of his pecuniary interest therein.
  4. The reported price is a volume weighted average price. The Shares were sold in multiple transactions at prices ranging from $35.50 to $36.02, inclusive.
  5. The reported price is a volume weighted average price. The Shares were sold in multiple transactions at prices ranging from $34.68 to $35.26, inclusive.
  6. The reported price is a volume weighted average price. The Shares were sold in multiple transactions at prices ranging from $34.82 to $35.64, inclusive.