Filing Details

Accession Number:
0001140361-22-029516
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-08-12 21:29:46
Reporting Period:
2022-08-10
Accepted Time:
2022-08-12 21:29:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1831096 Great Elm Group Inc. GEG () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1458693 A Matthew Drapkin C/o Northern Right Capital Management,
L.p., 9 Old Kings Hwy S., 4Th Floor
Darien CT 06820
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-08-10 1,351 $2.04 1,465,045 No 4 P Indirect See Footnote
Common Stock Acquisiton 2022-08-10 444 $2.04 107,540 No 4 P Indirect See Footnote
Common Stock Acquisiton 2022-08-10 2,349 $2.04 1,675,201 No 4 P Indirect See Footnote
Common Stock Acquisiton 2022-08-12 13,360 $2.00 1,478,405 No 4 P Indirect See Footnote
Common Stock Acquisiton 2022-08-12 4,423 $2.00 111,963 No 4 P Indirect See Footnote
Common Stock Acquisiton 2022-08-12 23,337 $2.00 1,698,538 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 276,711 Direct
Footnotes
  1. Represents shares of common stock held directly by Northern Right Capital (QP), L.P., a Texas limited partnership ("Northern Right QP").
  2. Represents shares of common stock held directly by NRC Partners I, L.P. ("NRC Partners").
  3. Represents shares of common stock purchased managed accounts (the "Managed Accounts") on behalf of certain investment advisory clients of Northern Right Capital Management, L.P. ("Northern Right Management").
  4. As general partner and investment manager of NRC Partners and Northern Right QP, Northern Right Capital Management, L.P. ("Northern Right Management") may be deemed to be the beneficial owner of the shares of common stock held by NRC Partners and Northern Right QP. As the investment manager of the Managed Accounts, Northern Right Management may also be deemed to be the beneficial owner of the shares of common stock held by the Managed Accounts. As general partner of Northern Right Management, BC Advisors, LLC, a Texas limited liability company ("BCA") may be deemed to be the beneficial owner of the shares of common stock beneficially owned (or deemed beneficially owned) by Northern Right Management. As the managing member of BCA, the Reporting Person may be deemed to be the beneficial owner of the shares of common stock beneficially owned (or deemed beneficially owned) by BCA.
  5. (continued from footnote 4) The Reporting Person disclaims such beneficial ownership of the shares of common stock indirectly owned through his position with BCA, except to the extent of his pecuniary interest therein.