Filing Details

Accession Number:
0001493152-22-022158
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-08-11 21:00:28
Reporting Period:
2022-08-09
Accepted Time:
2022-08-11 21:00:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
788611 Sigma Labs Inc. SASI Miscellaneous Manufacturing Industries (3990) 820404220
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1030874 Mark Ruport 3900 Paseo Del Sol
Santa Fe NM 87507
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-08-09 10,000 $1.11 35,969 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Acquisiton 2022-08-09 5,874 $0.00 5,874 $2.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,874 2027-07-01 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 5,000 Indirect By Mark K Ruport Revocable Trust DTD 7/16/2015
Footnotes
  1. The option grant was previously approved by a committee of the Issuer's Board of Directors, subject to stockholder approval of an amendment to the Issuer's equity incentive plan under which the option was granted. The Issuer's stockholders approved the amendment on August 9, 2022.
  2. The stock option vests as follows: (i) 1,469 shares subject to the option vested on the date of grant, and (ii) the remaining 4,405 shares will vest in equal (as nearly as possible) monthly installments over the succeeding 36 months, subject, in each case, to the Reporting Person remaining an employee of the Issuer on the applicable vesting date.