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Home > Insider Trading > Filing (0000796505-22-000026)

Filing Details

Accession Number:: 0000796505-22-000026
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2022-08-10 18:20:05
Reporting Period:: 2022-08-08

Accepted Time:: 2022-08-10 18:20:05
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
796505	Clearfield Inc.	CLFD	Telephone & Telegraph Apparatus (3661)	411347235

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1262286	R Daniel Herzog	7050 Winnetka Ave. N. Suite 100 Brooklyn Park MN 55428	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2022-08-08	10,000	$12.17	50,072	No	4	M	Direct
Common Stock	Disposition	2022-08-08	5,466	$112.38	44,606	No	4	F	Direct
Common Stock	Disposition	2022-08-09	4,534	$113.56	40,072	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to buy)	Disposition	2022-08-08	10,000	$0.00	10,000	$12.17

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
29,632	2019-11-14	2022-11-14	No	4	M	Direct

Footnotes

Exercised as options were set to expire on 11/14/2022
The stock option exercised vested in 1/3rd increments beginning 11/14/2019 through 11/14/2021.