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Filing Details

Accession Number:: 0000899243-22-028159
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2022-08-09 19:07:05
Reporting Period:: 2022-08-05

Accepted Time:: 2022-08-09 19:07:05
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1783879	Robinhood Markets Inc.	HOOD	()	Y9

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1591294	Slp (Jersey) Yucca	5Th Floor, 44 Esplanade St. Helier Y9 JE1 3FG	No	No	Yes	No
1638260	Index Ventures Growth Iii (Jersey), L.p.	5Th Floor, 44 Esplanade St. Helier Y9 JE1 3FG	No	No	Yes	No
1754862	Index Ventures Vi (Jersey) Lp	5Th Floor, 44 Esplanade St. Helier Y9 JE1 3FG	No	No	Yes	No
1754871	Index Ventures Vi Parallel Entrepreneur Fund (Jersey) Lp	5Th Floor, 44 Esplanade St. Helier Y9 JE1 3FG	No	No	Yes	No
1755035	Ltd Vi Associates Venture Index	5Th Floor, 44 Esplanade St. Helier Y9 JE1 3FG	No	No	Yes	No
1785453	Ltd Iii Associates Growth Venture Index	5Th Floor, 44 Esplanade St. Helier Y9 JE1 3FG	No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Disposition	2022-08-05	7,002,208	$0.00	63,019,872	No	4	J	Direct
Class A Common Stock	Disposition	2022-08-05	141,348	$0.00	1,272,032	No	4	J	Indirect	By Index Ventures VI Parallel Entrepreneur Fund (Jersey) L.P.
Class A Common Stock	Disposition	2022-08-05	1,785,889	$0.00	0	No	4	J	Indirect	By Index Venture Associates VI Limited
Class A Common Stock	Disposition	2022-08-05	1,029,652	$0.00	9,266,868	No	4	J	Indirect	By Index Ventures Growth III (Jersey) L.P. (Jersey) L.P.
Class A Common Stock	Disposition	2022-08-05	253,835	$0.00	3,578	No	4	J	Indirect	By Index Venture Growth Associates III Limited
Class A Common Stock	Disposition	2022-08-05	3,578	$10.52	0	No	4	S	Indirect	By Index Venture Growth Associates III Limited
Class A Common Stock	Disposition	2022-08-05	70,207	$0.00	1,048,797	No	4	J	Indirect	By Yucca (Jersey) SLP
Class A Common Stock	Disposition	2022-08-05	35,895	$10.52	1,012,902	No	4	S	Indirect	By Yucca (Jersey) SLP

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	J	Direct
No	4	J	Indirect	By Index Ventures VI Parallel Entrepreneur Fund (Jersey) L.P.
No	4	J	Indirect	By Index Venture Associates VI Limited
No	4	J	Indirect	By Index Ventures Growth III (Jersey) L.P. (Jersey) L.P.
No	4	J	Indirect	By Index Venture Growth Associates III Limited
No	4	S	Indirect	By Index Venture Growth Associates III Limited
No	4	J	Indirect	By Yucca (Jersey) SLP
No	4	S	Indirect	By Yucca (Jersey) SLP

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	1,874,816	Indirect	By Index Ventures Growth V (Jersey) L.P.

Footnotes

On August 5, 2022, Index Ventures VI (Jersey) L.P. ("Index VI") distributed in-kind, without consideration, 7,002,208 shares of Class A Common Stock pro-rata to its partners, including its limited partners and its general partner, Index Venture Associates VI Limited ("IVA VI"), in accordance with the exemptions afforded under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). On the same date, IVA VI distributed in-kind, without consideration, 1,750,552 shares of Class A Common Stock received in the Index VI distribution pro-rata to its shareholders, in accordance with the exemptions afforded under Rule 16a-9(a) and Rule 16a-13 of the Exchange Act.
The securities are held by Index VI. IVA VI is the managing general partner of Index VI and disclaims Section 16 beneficial ownership of such shares except to the to the extent of its pecuniary interest therein, if any.
On August 5, 2022, Index Ventures VI Parallel Entrepreneur Fund (Jersey) L.P. ("Index VI Parallel") distributed in-kind, without consideration, 141,348 shares of Class A Common Stock pro-rata to its partners, including its limited partners and its general partner, IVA VI, in accordance with the exemptions afforded under Rule 16a-9(a) and Rule 16a-13 of the Exchange Act. On the same date, IVA VI distributed in-kind, without consideration, 35,337 shares of Class A Common Stock received in the Index VI Parallel distribution pro-rata to its shareholders, in accordance with the exemptions afforded under Rule 16a-9(a) and Rule 16a-13 of the Exchange Act.
The securities are held by Index VI Parallel. IVA VI is the managing general partner of Index VI Parallel and disclaims Section 16 beneficial ownership of such shares except to the extent of its pecuniary interest therein, if any.
The securities are held by IVA VI.
On August 5, 2022, Index Ventures Growth III (Jersey) L.P. ("Index Growth III") distributed in-kind, without consideration, 1,029,652 shares of Class A Common Stock pro-rata to its partners, including its limited partners and its general partner, Index Venture Growth Associates III Limited ("IVGA III"), in accordance with the exemptions afforded under Rule 16a-9(a) and Rule 16a-13 of the Exchange Act. On the same date, IVGA III distributed in-kind, without consideration, 253,835 shares of Class A Common Stock received in the Index Growth III distribution pro-rata to its shareholders, in accordance with the exemptions afforded under Rule 16a-9(a) and Rule 16a-13 of the Exchange Act.
The securities are held by Index Growth III. IVGA III is the managing general partner of Index Growth III and disclaims Section 16 beneficial ownership of such shares except to the extent of its pecuniary interest therein, if any.
The securities are held by IVGA III.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.28 - $10.60. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
On August 5, 2022, Yucca (Jersey) SLP ("Yucca") distributed in-kind, without consideration, 70,207 shares of Class A Common Stock pro-rata to its partners in accordance with the exemptions afforded under Rule 16a-9(a) and Rule 16a-13 of the Exchange Act.
The securities are held by Yucca. Yucca is the administrator of the Index co-investment vehicles that are contractually required to mirror the relevant Fund's investment in the issuer (in this case, Index VI, Index VI Parallel and Index Growth III). Each of IVA VI and IVGA III and disclaims Section 16 beneficial ownership of such shares except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by them for Section 16 or any other purpose.
The securities are held by Index Ventures Growth V (Jersey), L.P. ("Index Growth V"). Index Venture Growth Associates V Limited ("IVGA V") is the managing general partner of Index Growth V and disclaims Section 16 beneficial ownership of such shares except to the extent of its pecuniary interest therein, if any.