Filing Details

Accession Number:
0001209191-22-045035
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-08-09 16:57:59
Reporting Period:
2022-08-05
Accepted Time:
2022-08-09 16:57:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1713863 Rafael Holdings Inc. RFL () NJ
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1034247 S Howard Jonas C/O Rafael Holdings, Inc.
520 Broad Street
Newark NJ 07102
Executive Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class B Common Stock, Par Value $.01 Per Share Disposition 2022-08-05 33,100 $1.93 3,305,267 No 4 S Indirect By I9 Plus, LLC
Class B Common Stock, Par Value $.01 Per Share Disposition 2022-08-08 14,787 $1.94 3,290,480 No 4 S Indirect By I9 Plus, LLC
Class B Common Stock, Par Value $.01 Per Share Disposition 2022-08-09 64,674 $1.84 3,225,806 No 4 S Indirect By I9 Plus, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By I9 Plus, LLC
No 4 S Indirect By I9 Plus, LLC
No 4 S Indirect By I9 Plus, LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class B Common Stock, Par Value $.01 Per Share 452,130 Direct
Class B Common Stock, Par Value $.01 Per Share 778 Indirect Custodial for Daughter (Miriam)
Class B Common Stock, Par Value $.01 Per Share 98,820 Indirect By The Jonas Foundation
Class B Common Stock, Par Value $.01 Per Share 2,102 Indirect By IDT Corporation's 401(k) Plan
Footnotes
  1. The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 plan adopted by I9 Plus, LLC on July 19, 2022.
  2. Owned by trusts for the benefit of the Reporting Person's children, and managed by Reporting Person's immediate family member.
  3. Consists of Restricted Stock that vests as follows: 33,245 shares on each of September 13, 2022, December 13, 2022 and March 13, 2023; 192,820 shares on June 13, 2023; and 159,575 shares on June 13, 2024.
  4. As of July 31, 2022.