Filing Details

Accession Number:
0000921895-22-002330
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-08-08 09:01:18
Reporting Period:
2022-08-04
Accepted Time:
2022-08-08 09:01:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
922521 Falconstor Software Inc FALC Services-Prepackaged Software (7372) 770216135
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1716687 Todd Robert Brooks C/O Falconstor Software Inc.
701 Brazos St, Suite 400
Austin TX 78701
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-08-04 5,000 $1.02 83,946 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 662,376 Direct
Footnotes
  1. The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.00 to $1.14, inclusive. The Reporting Person undertakes to provide the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased at each separate price such shares were purchased.
  2. Represents shares of restricted stock units that are subject to vesting.