Filing Details
- Accession Number:
- 0001209191-22-044553
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-08-05 16:00:54
- Reporting Period:
- 2022-08-03
- Accepted Time:
- 2022-08-05 16:00:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1015739 | Aware Inc | AWRE | Services-Prepackaged Software (7372) | 042911026 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1320180 | Mohamed Lazzouni | C/O Aware, Inc. 40 Middlesex Turnpike Bedford MA 01730 | Chief Technical Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-08-03 | 5,000 | $2.15 | 40,907 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Unrestriced Stock Award | $0.00 | 10,000 | 20,000 | Direct | ||
| Common Stock | Stock Option (right to buy) | $4.73 | 2031-02-23 | 300,000 | 300,000 | Direct | |
| Common Stock | Stock Option (right to buy) | $4.50 | 2031-02-23 | 18,750 | 18,750 | Direct | |
| Common Stock | Stock Option (right to buy) | $5.50 | 2031-02-23 | 18,750 | 18,750 | Direct | |
| Common Stock | Stock Option (right to buy) | $6.50 | 2031-02-23 | 18,750 | 18,750 | Direct | |
| Common Stock | Stock Option (right to buy) | $7.50 | 2031-02-23 | 18,750 | 18,750 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 10,000 | 20,000 | Direct | |
| 2031-02-23 | 300,000 | 300,000 | Direct |
| 2031-02-23 | 18,750 | 18,750 | Direct |
| 2031-02-23 | 18,750 | 18,750 | Direct |
| 2031-02-23 | 18,750 | 18,750 | Direct |
| 2031-02-23 | 18,750 | 18,750 | Direct |
Footnotes
- Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued on December 31, 2022 provided the reporting person is serving as a director, office or employee of the Company or any subsidiary of the Company on said dates.
- Fifty percent of the option will vest on February 24, 2023, with the remainder vesting in 24 equal monthly installments starting on March 24, 2023.
- Vests in 16 equal quarterly installments on the last day of each quarter from February 19. 2020 through November 19, 2023.
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