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Home > Insider Trading > Filing (0001062993-22-017213)

Filing Details

Accession Number:: 0001062993-22-017213
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2022-08-03 17:43:34
Reporting Period:: 2022-08-02

Accepted Time:: 2022-08-03 17:43:34
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
716314	Graham Corp	GHM	General Industrial Machinery & Equipment (3560)	161194720

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1864850	J. Daniel Thoren	C/O Graham Corporation 20 Florence Avenue Batavia NY 14020	President And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2022-08-02	5,000	$7.20	308,682	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Restricted Stock Units	$0.00			24,420	24,420	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	24,420	24,420	Direct

Footnotes

These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of the first three anniversaries of the date of grant.