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Filing Details

Accession Number:: 0001772695-22-000107
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2022-08-02 17:18:33
Reporting Period:: 2020-11-05

Accepted Time:: 2022-08-02 17:18:33
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1772695	Sunnova Energy International Inc.	NOVA	Electric & Other Services Combined (4931)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1782991	J William Berger	20 East Greenway Plaza, Suite 540 Houston TX 77046	See Remarks	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2022-07-29	119,047	$0.00	500,798	No	4	M	Direct
Common Stock	Disposition	2022-08-01	48,250	$24.62	452,548	No	4	S	Direct
Common Stock	Disposition	2022-08-01	1,405	$23.41	451,143	No	4	S	Direct
Common Stock	Disposition	2022-08-01	1	$25.99	451,142	No	4	S	Direct
Common Stock	Disposition	2020-11-05	129	$0.00	0	No	4	G	Indirect	See Footnote
Common Stock	Disposition	2020-12-29	12,000	$0.00	0	No	4	G	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	G	Indirect	See Footnote
No	4	G	Indirect	See Footnote

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Units	Disposition	2022-07-29	119,047	$0.00	119,047	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
476,192			No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	24,100	Indirect	See Footnote
Common Stock	7,471	Indirect	See Footnote

Footnotes

Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock of Sunnova Energy International Inc. ("Common Stock").
Such shares of common stock include 17 shares that were received in connection with the closing of the initial public offering of the Issuer in exchange for previously held interests in Sunnova Energy Corporation, pursuant to that certain Agreement and Plan of Merger, dated as of July 29, 2019, by and among the Issuer, Sunnova Energy Corporation and Sunnova Merger Sub Inc., and were inadvertently omitted from the reporting person's Form 4 filed on July 31, 2019 due to an administrative error.
Reflects the reclassification of 22,113 shares of Common Stock from indirect form of ownership to direct form of ownership. Such shares of Common Stock were indirectly owned by the reporting person through Jackson Leigh Ventures, LLC until March 25, 2021, at which time they were transferred to the reporting person's personal brokerage account. The reporting person is the sole member of Jackson Leigh Ventures, LLC.
Reflects the reclassification of 24,100 shares of Common Stock from direct form of ownership to indirect form of ownership. Such shares of Common Stock were previously reported as being directly owned by the reporting person, but have been held in the IRA of the reporting person's spouse.
The sale of such shares of Common Stock was authorized by the reporting person in order to meet tax obligations upon vesting July 29, 2022 and further settlement.
The reported gifts of Common Stock were inadvertently omitted from the reporting person's Form 5 filed on February 2, 2021.
Such shares of common stock were owned directly by Jackson Leigh Ventures, LLC. The reporting person is the sole member of Jackson Leigh Ventures, LLC.
Such shares of Common Stock are held in the IRA of the reporting person's spouse.
Such shares of Common Stock are held in the reporting person's IRA.
The RSUs will vest in seven equal annual installments beginning on July 29, 2020. Common Stock will be delivered to the reporting person no later than 15 days after the RSUs vest.