Filing Details
- Accession Number:
- 0001209191-22-043851
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-08-02 16:13:41
- Reporting Period:
- 2022-07-29
- Accepted Time:
- 2022-08-02 16:13:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 355948 | Richardson Electronics Ltd. | RELL | Wholesale-Electronic Parts & Equipment, Nec (5065) | 362096643 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1690429 | Frank Jens Ruppert | 40W267 Keslinger Road Po Box 393 Lafox IL 60147 | Evp Canvys | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-07-29 | 1,242 | $9.10 | 38,742 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2022-07-29 | 812 | $5.61 | 39,554 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-07-29 | 2,054 | $16.00 | 37,500 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2022-08-01 | 7,758 | $9.10 | 45,258 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2022-08-01 | 2,188 | $5.61 | 47,446 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2022-08-01 | 15,000 | $6.90 | 62,446 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-08-01 | 24,946 | $16.00 | 37,500 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2022-07-29 | 1,242 | $0.00 | 1,242 | $9.10 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2022-07-29 | 812 | $0.00 | 812 | $5.61 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2022-08-01 | 7,758 | $0.00 | 7,758 | $9.10 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2022-08-01 | 2,188 | $0.00 | 2,188 | $5.61 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2022-08-01 | 15,000 | $0.00 | 15,000 | $6.90 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 13,758 | 2028-08-20 | No | 4 | M | Direct | |
| 4,188 | 2029-07-22 | No | 4 | M | Direct | |
| 6,000 | 2028-08-20 | No | 4 | M | Direct | |
| 2,000 | 2029-07-22 | No | 4 | M | Direct | |
| 0 | 2026-10-03 | No | 4 | M | Direct |
Footnotes
- Options vest 20% per year, beginning 8/20/2019
- Options vest 20% per year, beginning 07/22/2020
- Options vest 20% per year, beginning 10/03/2017
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