Filing Details

Accession Number:
0001415889-22-008101
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-08-02 15:26:40
Reporting Period:
2022-07-29
Accepted Time:
2022-08-02 15:26:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1051627 Axt Inc AXTI Semiconductors & Related Devices (3674) 943031310
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1257647 L Gary Fischer 4281 Technology Dr.
Fremont CA 94538
Vice President, Cfo & Corp Sec No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2022-07-29 60,000 $8.25 319,020 No 4 S Direct
Common Stock Disposition 2022-08-01 40,000 $9.19 279,020 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 22, 2022.
  2. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 22, 2022.