Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2011-06-15 21:29:36
Reporting Period:
Filing Date:
Accepted Time:
2011-06-15 21:29:36
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1009759 Capstone Turbine Corp CPST Engines & Turbines (3510) 954180883
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1447591 L. Jayme Brooks 21211 Nordhoff Street
Chatsworth CA 91311
Vice President And Cao No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-06-13 1,235 $1.70 67,436 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right-to-buy) Acquisiton 2011-06-13 43,300 $0.00 43,300 $1.70
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
43,300 2012-06-13 2021-06-13 No 4 A Direct
  1. The shares were sold pusuant to the prior authorization of the Reporting Person to cover the tax liability resulting from the vesting of restricted stock units.
  2. 25% of the option vests on this date, and 1/48th of the shares subject to the option vest monthly thereafter.