Filing Details
- Accession Number:
- 0001209191-22-043143
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-07-25 18:18:08
- Reporting Period:
- 2022-07-21
- Accepted Time:
- 2022-07-25 18:18:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1434316 | Fate Therapeutics Inc | FATE | Biological Products, (No Disgnostic Substances) (2836) | 651311552 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1586893 | Scott J Wolchko | C/O Fate Therapeutics, Inc. 12278 Scripps Summit Drive San Diego CA 92131 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-07-21 | 30,000 | $2.70 | 461,546 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-07-21 | 10,829 | $32.54 | 450,717 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2022-07-21 | 19,171 | $33.07 | 431,546 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2022-07-22 | 6,246 | $2.70 | 437,792 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-07-22 | 2,923 | $31.33 | 434,869 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2022-07-22 | 2,703 | $32.61 | 432,166 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2022-07-22 | 620 | $33.28 | 431,546 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2022-07-21 | 30,000 | $0.00 | 30,000 | $2.70 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2022-07-22 | 6,246 | $0.00 | 6,246 | $2.70 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,246 | 2027-01-03 | No | 4 | M | Direct | |
| 0 | 2027-01-03 | No | 4 | M | Direct |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 10, 2020.
- Represents the weighted average sale price of the shares sold ranging from $31.82 to $32.81 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 through 6.
- Represents the weighted average sale price of the shares sold ranging from $32.83 to $33.33 per share.
- Represents the weighted average sale price of the shares sold ranging from $30.99 to $31.74 per share.
- Represents the weighted average sale price of the shares sold ranging from $32.02 to $33.01 per share.
- Represents the weighted average sale price of the shares sold ranging from $33.03 to $33.67 per share.
- This option is fully vested.
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