Filing Details

Accession Number:
0001082440-22-000014
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-07-22 21:26:04
Reporting Period:
2022-07-20
Accepted Time:
2022-07-22 21:26:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1069258 Kratos Defense & Security Solutions Inc. KTOS Guided Missiles & Space Vehicles & Parts (3760) 133818604
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1082440 M Eric Demarco 10680 Treena Street, Suite 600
San Diego CA 92131
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-07-20 15,000 $0.00 620,674 No 4 M Indirect by trust
Common Stock Disposition 2022-07-20 5,902 $14.28 614,772 No 4 F Indirect by trust
Common Stock Acquisiton 2022-07-20 30,000 $0.00 644,772 No 4 M Indirect by trust
Common Stock Disposition 2022-07-20 11,805 $14.28 632,967 No 4 F Indirect by trust
Common Stock Disposition 2022-07-21 10,000 $14.37 622,967 No 4 S Indirect by trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect by trust
No 4 F Indirect by trust
No 4 M Indirect by trust
No 4 F Indirect by trust
No 4 S Indirect by trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2022-07-20 15,000 $0.00 15,000 $0.00
Common Stock Restricted Stock Units Disposition 2022-07-20 30,000 $0.00 30,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
15,000 No 4 M Direct
150,000 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 56,820 Direct
Footnotes
  1. Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.
  2. RSUs were granted on January 3, 2014 that vested and then released July 20, 2022 after a 5-year deferral period.
  3. RSUs were granted on January 4, 2017 that vested and then released July 20, 2022 after a 5-year deferral period.
  4. RSUs were granted to Reporting Person, and per Reporting Person's instructions, the common stock from such released RSUs were issued to Reporting Person's trust.
  5. Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4.
  6. This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.
  7. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.15 to $14.57 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
  8. Includes 39,039 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 17,781 shares held through Issuer's 401(k) Plan.