Filing Details

Accession Number:
0001213900-22-040561
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-07-20 21:30:49
Reporting Period:
2022-07-18
Accepted Time:
2022-07-20 21:30:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1759824 Alta Equipment Group Inc. ALTG () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1207269 R Bryant Riley 11100 Santa Monica Blvd
Suite 800
Los Angeles CA 90025
No No Yes No
1464790 B. Riley Financial, Inc. 11100 Santa Monica Blvd
Suite 800
Los Angeles CA 90025
No No Yes No
1505748 B. Riley Securities, Inc. 11100 Santa Monica Blvd
Suite 800
Los Angeles CA 90025
No No Yes No
1880803 Brf Investments, Llc 11100 Santa Monica Blvd.
Suite 800
Los Angeles CA 90025
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-07-18 20,200 $10.12 2,017,347 No 4 P Indirect By B. Riley Securities, Inc.
Common Stock Acquisiton 2022-07-19 43 $10.15 2,017,390 No 4 P Indirect By B. Riley Securities, Inc.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By B. Riley Securities, Inc.
No 4 P Indirect By B. Riley Securities, Inc.
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,979,629 Indirect By BRF Investments, LLC
Common Stock 624,596 Direct
Common Stock 1,062 Indirect By Bryant R. Riley, as UTMA custodian for Charlie Riley
Common Stock 1,062 Indirect By Bryant R. Riley, as UTMA custodian for Susan Riley
Common Stock 1,062 Indirect By Bryant R. Riley, as UTMA custodian for Abigail Riley
Common Stock 1,062 Indirect By Bryant R. Riley, as UTMA custodian for Eloise Riley
Footnotes
  1. This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), B. Riley Securities, Inc., a Delaware corporation ("BRS"), BRF Investments, LLC, a Delaware limited liability company ("BRFI"), and Bryant R. Riley.
  2. BRF is the parent company of BRS and BRFI. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS and BRFI.
  3. Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRS and BRFI. Each of BRF, BRS, BRFI, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein.
  4. Represents shares held directly by Bryant R. Riley.
  5. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.05 to $10.15, inclusive. The Filing Persons reporting person undertakes to provide to the Commission, upon request, full information regarding the number of shares purchased at each separate price.
  6. Represents 1,686,508 shares of Common Stock previously held by BRS and subsequently transferred to BRFI.
  7. Represents 2,293,121 shares of Common Stock previously held by BRS and subsequently transferred to B. Riley Principal Investments, LLC ("BRPI") and then transferred to BRFI.