Filing Details
- Accession Number:
- 0001140361-11-032992
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-15 16:29:54
- Reporting Period:
- 2011-06-15
- Filing Date:
- 2011-06-15
- Accepted Time:
- 2011-06-15 16:29:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1086319 | Gasco Energy Inc | GSX | Crude Petroleum & Natural Gas (1311) | 980204105 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1494096 | Camille Gerard | 8 Inverness Drive East, #100 Englewood CO 80112 | Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-06-15 | 25,000 | $0.24 | 52,921 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Right to Buy | Acquisiton | 2011-06-15 | 25,000 | $0.00 | 18,750 | $0.35 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 18,750 | 2011-06-15 | 2016-06-15 | No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to Buy | $3.70 | 2018-05-16 | 100,000 | 100,000 | Direct | |
| Common Stock | Option to Buy | $1.80 | 2013-09-18 | 47,500 | 47,500 | Direct | |
| Common Stock | Option to Buy | $0.50 | 2013-12-18 | 10,000 | 10,000 | Direct | |
| Common Stock | Option to Buy | $0.36 | 2015-06-29 | 25,000 | 25,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2018-05-16 | 100,000 | 100,000 | Direct |
| 2013-09-18 | 47,500 | 47,500 | Direct |
| 2013-12-18 | 10,000 | 10,000 | Direct |
| 2015-06-29 | 25,000 | 25,000 | Direct |
Footnotes
- Granted 100,000 options under the Issuer's 1999 Stock Option Plan. These options vest over a 2 year period, with 1/6th of the amount vesting every 4 months commencing 9/16/08, and all options expiring 5/16/18.
- Granted 47,500 options under the Issuer's 1999 Stock Option Plan. These options vest over a 2 year period, with 1/6th of the amount vesting every 4 months commencing 1/18/09, and all options expiring 9/18/13.
- Granted 10,000 options under Issuer's 1999 Stock Option Plan. These options vest 40% after first year and 60% after second year. All options expire 12/18/2013.
- Granted 25,000 options under the Issuer's 1999 Stock Option Plan. These options vest over a 2 year period, with 1/6th of the amount vesting every 4 months commencing 10/29/10, and all options expiring 6/29/15.
- Ms. Gerard purchased 25,000 units in Issuer's offering. Each unit consists of one share of common stock and a warrant to buy .75 of a share at $0.35.
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