Filing Details

Accession Number:
0001271163-22-000037
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-07-07 17:00:13
Reporting Period:
2022-07-01
Accepted Time:
2022-07-07 17:00:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
793040 Ellsworth Growth & Income Fund Ltd ECF.B (0) 133345139
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1185533 J Mario Gabelli C/O Gamco Investors, Inc
One Corporate Center
Rye NY 10580
Yes No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Series B Cumulative Preferred Shares Acquisiton 2022-07-01 190,000 $10.00 190,000 No 4 P Direct
Series B Cumulative Preferred Shares Acquisiton 2022-07-01 150,000 $10.00 150,000 No 4 P Indirect GGCP, Inc.
Series B Cumulative Preferred Shares Acquisiton 2022-07-01 150,000 $10.00 150,000 No 4 P Indirect Associated Capital Group, Inc.
Series B Cumulative Preferred Shares Acquisiton 2022-07-01 200,000 $10.00 200,000 No 4 P Indirect GPJ Retirement Partners
Series B Cumulative Preferred Shares Acquisiton 2022-07-01 100,000 $10.00 100,000 No 4 P Indirect Investment Partnerships
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect GGCP, Inc.
No 4 P Indirect Associated Capital Group, Inc.
No 4 P Indirect GPJ Retirement Partners
No 4 P Indirect Investment Partnerships
Footnotes
  1. The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
  2. The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chairman and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
  3. The shares reported reflect the total shares owned by GPJ Retirement Partners, LLC, a limited liability company. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.
  4. Shares are owned by MJG Associates and Gabelli Performance Partners. MJG Associates provides advisory services to private investment partnerships and offshore funds. Mario Gabelli is the sole shareholder, director and employee of MJG Associates. MJG Associates is the investment adviser of Gabelli Performance Partners.