Filing Details

Accession Number:
0001181431-11-036656
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-06-14 21:27:57
Reporting Period:
2011-06-10
Filing Date:
2011-06-14
Accepted Time:
2011-06-14 21:27:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1401106 Mf Global Holdings Ltd. MF Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 980551260
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1453943 Thomas Connolly C/O Mf Global Holdings Ltd.
717 Fifth Avenue, 9Th Floor
New York NY 10022
Global Head Of Human Resources No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $1.00 Per Share Acquisiton 2011-06-10 11,261 $0.00 39,561 No 4 M Direct
Common Stock, Par Value $1.00 Per Share Disposition 2011-06-10 4,078 $7.24 35,483 No 4 F Direct
Common Stock, Par Value $1.00 Per Share Disposition 2011-06-13 1,500 $7.33 33,983 No 4 S Direct
Common Stock, Par Value $1.00 Per Share Disposition 2011-06-13 700 $7.34 33,283 No 4 S Direct
Common Stock, Par Value $1.00 Per Share Disposition 2011-06-13 3,100 $7.34 30,183 No 4 S Direct
Common Stock, Par Value $1.00 Per Share Disposition 2011-06-13 200 $7.34 29,983 No 4 S Direct
Common Stock, Par Value $1.00 Per Share Disposition 2011-06-13 3,800 $7.35 26,183 No 4 S Direct
Common Stock, Par Value $1.00 Per Share Disposition 2011-06-13 2,900 $7.35 23,283 No 4 S Direct
Common Stock, Par Value $1.00 Per Share Disposition 2011-06-13 1,600 $7.36 21,683 No 4 S Direct
Common Stock, Par Value $1.00 Per Share Disposition 2011-06-13 3,000 $7.36 18,683 No 4 S Direct
Common Stock, Par Value $1.00 Per Share Disposition 2011-06-13 800 $7.36 17,883 No 4 S Direct
Common Stock, Par Value $1.00 Per Share Disposition 2011-06-13 2,300 $7.37 15,583 No 4 S Direct
Common Stock, Par Value $1.00 Per Share Disposition 2011-06-13 1,200 $7.37 14,383 No 4 S Direct
Common Stock, Par Value $1.00 Per Share Disposition 2011-06-13 1,700 $7.38 12,683 No 4 S Direct
Common Stock, Par Value $1.00 Per Share Disposition 2011-06-13 500 $7.38 12,183 No 4 S Direct
Common Stock, Par Value $1.00 Per Share Disposition 2011-06-13 200 $7.39 11,983 No 4 S Direct
Common Stock, Par Value $1.00 Per Share Disposition 2011-06-13 1,600 $7.39 10,383 No 4 S Direct
Common Stock, Par Value $1.00 Per Share Disposition 2011-06-13 1,200 $7.39 9,183 No 4 S Direct
Common Stock, Par Value $1.00 Per Share Disposition 2011-06-13 1,500 $7.40 7,683 No 4 S Direct
Common Stock, Par Value $1.00 Per Share Disposition 2011-06-13 200 $7.40 7,483 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2011-06-10 11,261 $0.00 11,261 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
11,261 No 4 M Direct
Footnotes
  1. The shares of common stock, par value $1.00 per share ("Common Stock"), were acquired upon vesting of restricted stock units granted on June 10, 2009.
  2. Payment of tax liability by withholding Common Stock incident to the vesting of restricted share units in accordance with Rule 16b-3.
  3. Each restricted stock unit represents a contingent right to receive one share of Common Stock of MF Global Holdings Ltd. (the "Company"). The restricted stock units are subject to the terms and conditions of the Company's Amended and Restated 2007 Long Term Incentive Plan, as amended. These restricted stock units were granted on June 10, 2009. Approximately one-third of the restricted stock units issued in 2009 vested on June 10, 2011, and the balance will vest on the third anniversary of the grant date. Common Stock will be delivered upon vesting, except in certain limited circumstances described in the award agreement.