Filing Details
- Accession Number:
- 0001181431-11-036629
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2011-06-14 19:35:42
- Reporting Period:
- 2011-06-09
- Filing Date:
- 2011-06-14
- Accepted Time:
- 2011-06-14 19:35:42
- Original Submission Date:
- 2011-06-13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 928054 | Flotek Industries Inc | FTK | Miscellaneous Chemical Products (2890) | 900023731 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1499794 | Lv Mcguire | 2930 W. Sam Houston Pkwy. N Suite 300 Houston TX 77042 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-06-09 | 5,000 | $8.29 | 42,878 | No | 4 | P | Direct | |
| Common Stock | Disposition | 2011-06-13 | 7,100 | $8.20 | 35,778 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-06-13 | 2,500 | $8.20 | 33,278 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-06-13 | 200 | $8.19 | 33,078 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-06-13 | 100 | $8.19 | 32,978 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-06-13 | 100 | $8.19 | 32,878 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | $1.57 | 2011-08-23 | 2016-08-22 | 31,847 | 31,847 | Direct |
| Common Stock | Stock Option | $8.29 | 2012-05-31 | 2017-05-18 | 9,047 | 40,894 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2016-08-22 | 31,847 | 31,847 | Direct |
| 2017-05-18 | 9,047 | 40,894 | Direct |
Footnotes
- Shares were purchased at an average price of $8.285 per share on June 9, 2011.
Billionaire Hedge Funds
