Filing Details

Accession Number:
0001104659-22-076978
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-07-01 21:37:20
Reporting Period:
2022-06-29
Accepted Time:
2022-07-01 21:37:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1840292 Heliogen Inc. HLGN () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1270521 Kittu Krishna Kolluri 2744 Sandhill Rd. #150
Menlo Park CA 94025
No No Yes No
1696925 Neotribe Partners I, Llc 2744 Sand Hill Rd. #150
Menlo Park CA 94025
No No Yes No
1696926 Neotribe Ventures I, L.p. 2744 Sand Hill Rd. #150
Menlo Park CA 94025
No No Yes No
1696927 Neotribe Associates I, L.p. 2744 Sand Hill Rd. #150
Menlo Park CA 94025
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2022-06-29 239,599 $2.07 23,231,989 No 4 S Indirect See footnote
Common Stock Disposition 2022-06-29 9,645 $2.07 936,097 No 4 S Indirect See footnote
Common Stock Disposition 2022-06-30 142,792 $2.12 23,089,197 No 4 S Indirect See footnote
Common Stock Disposition 2022-06-30 5,748 $2.12 930,349 No 4 S Indirect See footnote
Common Stock Disposition 2022-07-01 121,701 $2.02 22,967,496 No 4 S Indirect See footnote
Common Stock Disposition 2022-07-01 4,899 $2.02 925,450 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
Footnotes
  1. Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $2.00 to $2.51. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
  2. Shares are held directly by NeoTribe Ventures I, L.P. ("NTV I"). NeoTribe Partners I, LLC ("NTP I") is the general partner of NTV I. Krishna Kolluri ("Kolluri") is the managing member of NTP I and therefore may be deemed to hold voting and dispositive power over the shares held by NTV I. Such managing member disclaims beneficial ownership of the shares held by NTV I except to the extent of his pecuniary interest therein.
  3. Shares are held directly by NeoTribe Associates I, L.P. ("NTA I"). NTP I is the general partner of NTA I. Kolluri is the managing member of NTP I and therefore may be deemed to hold voting and dispositive power over the shares held by NTA I. Such managing member disclaims beneficial ownership of the shares held by NTA I except to the extent of his pecuniary interest therein.
  4. Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $2.00 to $2.21. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
  5. Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $2.00 to $2.09. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.