Filing Details

Accession Number:
0000921895-22-002128
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-07-01 17:23:17
Reporting Period:
2022-06-29
Accepted Time:
2022-07-01 17:23:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1442236 Quest Resource Holding Corp QRHC Refuse Systems (4953) 510665952
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1448795 M. Daniel Friedberg C/O Hampstead Park Capital Management
20 Ballwood Road
Old Greenwich CT 06870
Yes No Yes No
1773816 Hampstead Park Capital Management, Llc 20 Ballwood Road
Old Greenwich CT 06870
No No Yes No
1773840 Hampstead Park Environmental Services Investment Fund Llc 20 Ballwood Road
Old Greenwich CT 06870
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-06-29 1,948 $3.98 2,798,594 No 4 P Indirect By: Hampstead Park Environmental Services Investment Fund LLC
Common Stock Acquisiton 2022-06-30 3,510 $3.95 2,802,104 No 4 P Indirect By: Hampstead Park Environmental Services Investment Fund LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By: Hampstead Park Environmental Services Investment Fund LLC
No 4 P Indirect By: Hampstead Park Environmental Services Investment Fund LLC
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Acquisiton 2022-06-30 25,000 $0.00 25,000 $4.09
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
25,000 2032-06-30 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 15,000 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.96 to $3.99, inclusive. The Reporting Persons undertake to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased at each separate price such shares were purchased.
  2. This Form 4 is filed jointly by Hampstead Park Environmental Services Investment Fund LLC ("Hampstead Park Environmental"), Daniel Friedberg and Hampstead Park Capital Management, LLC ("Hampstead Park Capital"). Hampstead Park Capital is the sole member of Hampstead Park Environmental, and Mr. Friedberg is the Chief Executive Officer of Hampstead Park Capital; each may therefore be deemed to control Hampstead Park Environmental. In addition, Mr. Friedberg is a Director of the Issuer.
  3. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.90 to $3.98, inclusive. The Reporting Persons undertake to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased at each separate price such shares were purchased.
  4. These securities represent deferred stock units granted under the Issuer's 2012 Incentive Compensation Plan held by Mr. Friedberg. The shares of common stock underlying such deferred stock units shall be issued upon Mr. Friedberg's separation from service with the Issuer.
  5. The total number of shares subject to the option shall vest and become exercisable on the one year anniversary of the grant date.