Filing Details

Accession Number:
0001072613-22-000472
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-07-01 16:29:56
Reporting Period:
2022-06-29
Accepted Time:
2022-07-01 16:29:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
887396 Empire Petroleum Corp EP Crude Petroleum & Natural Gas (1311) 731238709
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1670677 E Phil Mulacek 25025 I 45 North
Suite 420
The Woodlands TX 77380
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-06-29 17,055 $10.56 2,178,076 No 4 P Direct
Common Stock Acquisiton 2022-06-29 1,853 $10.71 2,179,929 No 4 P Direct
Common Stock Acquisiton 2022-06-30 42,209 $11.61 2,222,138 No 4 P Direct
Common Stock Acquisiton 2022-06-30 345 $10.90 2,222,483 No 4 P Direct
Common Stock Acquisiton 2022-06-30 6 $10.80 2,222,489 No 4 P Direct
Common Stock Acquisiton 2022-06-30 1,910 $10.67 2,224,399 No 4 P Direct
Common Stock Acquisiton 2022-06-30 15,000 $2.00 343,750 No 4 X Indirect By Five Sterling LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 X Indirect By Five Sterling LP
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Warrant (Right to Buy) Disposition 2022-06-30 99,500 $0.00 99,500 $2.00
Common Stock Common Stock Warrant (Right to Buy) Disposition 2022-06-30 7,500 $0.00 7,500 $2.00
Common Stock Common Stock Warrant (Right to Buy) Disposition 2022-06-30 15,000 $0.00 15,000 $2.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2021-03-24 2022-12-31 No 4 J Indirect
0 2021-03-24 2022-12-31 No 4 J Indirect
0 2021-03-24 2022-12-31 No 4 X Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 424,500 Indirect By Petroleum Independent & Exploration LLC
Common Stock 378,750 Indirect By Big Red Revocable Trust
Common Stock 30,000 Indirect By spouse
Footnotes
  1. As adjusted to give effect to Empire's 1-for-4 reverse common stock split which became effective on March 7, 2022.
  2. Assigned to personnel working on issuer matters to incentivize such personnel.