Home > Insider Trading > Filing (0000007039-22-000079)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
7039	Trecora Resources	TREC	Petroleum Refining (2911)	751256622

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1364279	Nicholas Carter	C/O Trecora Resources 1650 Hwy 6 S, Suite 190 Sugar Land TX 77478		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2020-01-15	5,000	$7.10	408,892	No	4	S	Direct
Common Stock	Disposition	2021-03-19	1,925	$0.00	406,967	No	4	G	Direct
Common Stock	Disposition	2021-03-23	13,025	$0.00	393,942	No	4	G	Direct
Common Stock	Disposition	2022-06-24	393,942	$9.81	0	No	4	U	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	G	Direct
No	4	G	Direct
No	4	U	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to Buy)	Disposition	2022-06-27	150,000	$0.00	150,000	$12.26

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2024-02-20	No	4	D	Direct

Footnotes

The sale of these 5,000 shares of common stock was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on December 17, 2019.
Reflects an increase of 2,548 shares of common stock reported to be owned by Reporting Person due to a clerical error on a previous Form 4.
Pursuant to the Merger Agreement, this option (which was full vested) was cancelled immediately prior to the Effective Time without any consideration payable therefor.
On May 11, 2022, Trecora Resources (the "Issuer") entered into an Agreement and Plan of Merger with the Balmoral Swan Parent, Inc., a Delaware corporation (the "Parent"), and Balmoral Swan MergerSub, Inc., a Delaware corporation (the "Purchaser") and a wholly owned subsidiary of Parent (the "Merger Agreement"). On June 27, 2022, the Purchaser merged with and into the Issuer pursuant to Section 251(h) of the General Corporation Law of the State of Delaware, with the Issuer being the surviving corporation and becoming a wholly-owned subsidiary of the Parent. All terms capitalized but not defined shall have the meaning given to them in the Merger Agreement.