Filing Details
- Accession Number:
- 0001899514-22-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-06-28 09:00:58
- Reporting Period:
- 2022-06-24
- Accepted Time:
- 2022-06-28 09:00:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1844862 | Solid Power Inc. | SLDP | Miscellaneous Electrical Machinery, Equipment & Supplies (3690) | 861888095 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1899514 | Volta Energy Technologies, Llc | 28365 Davis Parkway, Suite 202 Warrenville IL 60555 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2022-06-24 | 235,853 | $6.25 | 12,015,268 | No | 4 | S | Indirect | By Volta SPV SPW, LLC |
| Common Stock | Disposition | 2022-06-24 | 187,402 | $6.25 | 2,246,794 | No | 4 | S | Indirect | By Volta Energy Storage Fund I, LP |
| Common Stock | Disposition | 2022-06-24 | 33,824 | $6.25 | 3,137,745 | No | 4 | S | Indirect | By Volta SPW Co-investment, LP |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Volta SPV SPW, LLC |
| No | 4 | S | Indirect | By Volta Energy Storage Fund I, LP |
| No | 4 | S | Indirect | By Volta SPW Co-investment, LP |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.20 to $6.50, inclusive. The reporting person undertakes to provide to Solid Power, Inc., any security holder of Solid Power, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 1.
- Securities owned directly by Volta SPV SPW, LLC ("Volta SPV"). The Reporting Person is the Managing member of Volta SPV.
- Securities owned by Volta Energy Storage Fund I, LP ("VESF"). The General Partner of VESF, Volta Energy Storage Fund I GP, LLC, is a wholly owned subsidiary of the Reporting Person.
- Securities owned by Volta SPW Co-investment, LP ("Volta Co-Invest"). The General Partner of Volta Co-invest, Volta Energy Storage Fund I GP, LLC, is a wholly owned subsidiary of the Reporting Person.
Billionaire Hedge Funds
