Filing Details

Accession Number:
0001209191-22-039471
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-06-27 16:41:12
Reporting Period:
2022-06-23
Accepted Time:
2022-06-27 16:41:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1209028 Arlington Asset Investment Corp. AAIC Services-Specialty Outpatient Facilities, Nec (8093) MN
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1115044 E Daniel Berce C/O Arlington Asset Investment Corp.
6862 Elm Street, Suite 320
Mclean VA 22101
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2022-06-23 46,959 $3.19 61,959 No 4 P Direct
Class A Common Stock Acquisiton 2022-06-24 3,041 $3.30 65,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Deferred Stock Units $0.00 0 46,097 Direct
Class A Common Stock Restricted Stock Units $0.00 0 71,319 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
0 46,097 Direct
0 71,319 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.080to $3.250. The reporting person undertakes to prove to Arlington Asset Investment Corp. (the "Company"), any security holder of the Company,or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased ateach separate price within the range set forth in this footnote.
  2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.240to $3.320. The reporting person undertakes to prove to the Company, any security holder of the Company, or the staff of the SEC, upon request,full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  3. Represents deferred stock units ("DSUs") previously granted pursuant the Company's 2021 Long-Term Incentive Plan. DSUs have the same material terms as restricted stock units ("RSUs"). No transaction occurred and is for informational purposes only.
  4. Represents RSUs previously granted pursuant the Company's prior long-term incentive plans. RSUs have the same material terms as DSUs. No transaction occurred and is for informational purposes only.