Filing Details

Accession Number:
0001209191-22-039333
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-06-24 18:59:08
Reporting Period:
2022-06-22
Accepted Time:
2022-06-24 18:59:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1577526 C3.Ai Inc. AI Services-Prepackaged Software (7372) 263999357
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1834429 Houman Behzadi C/O C3.Ai, Inc.
1300 Seaport Blvd, Suite 500
Redwood City CA 94063
Chief Product Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2022-06-24 175 $19.23 331,433 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Restricted Stock Units Acquisiton 2022-06-22 64,588 $0.00 64,588 $0.00
Class A Common Stock Restricted Stock Units Acquisiton 2022-06-22 1,200,000 $0.00 1,200,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
64,588 No 4 A Direct
1,200,000 No 4 A Direct
Footnotes
  1. Shares sold to cover tax obligation from settlement of vested Restricted Stock Units (RSUs).
  2. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.
  3. 12.5% of each such RSU award shall vest on September 15, 2022 and 12.5% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.
  4. 6.25% of each such RSU award shall vest on September 15, 2022 and 6.25% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.