Filing Details
- Accession Number:
- 0001209191-22-039332
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-06-24 18:56:57
- Reporting Period:
- 2022-06-22
- Accepted Time:
- 2022-06-24 18:56:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1577526 | C3.Ai Inc. | AI | Services-Prepackaged Software (7372) | 263999357 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1897093 | Juho Parkkinen | C/O C3.Ai, Inc. 1300 Seaport Blvd, Suite 500 Redwood City CA 94063 | Svp & Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2022-06-22 | 200,000 | $0.00 | 368,755 | No | 4 | A | Direct | |
| Class A Common Stock | Disposition | 2022-06-23 | 492 | $17.97 | 368,263 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2022-06-24 | 1,043 | $19.07 | 367,220 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock upon settlement. 20% of each such RSU award shall vest on June 15, 2023 and 5% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting dates.
- The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.
- Shares sold to cover tax obligation from settlement of vested RSUs.
Billionaire Hedge Funds
