Filing Details
- Accession Number:
- 0001562180-22-005324
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-06-23 16:29:04
- Reporting Period:
- 2022-06-21
- Accepted Time:
- 2022-06-23 16:29:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1314727 | Sonos Inc | SONO | Household Audio & Video Equipment (3651) | 030479476 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1744461 | O. Matthew Siegel | C/O Sonos, Inc. 614 Chapala Street Santa Barbara CA 93101 | Chief Commercial Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-06-21 | 112,633 | $15.03 | 180,972 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2022-06-21 | 40,312 | $15.00 | 221,284 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2022-06-21 | 50,000 | $15.11 | 271,284 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-06-21 | 112,633 | $19.26 | 158,651 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2022-06-21 | 45,832 | $19.25 | 112,819 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2022-06-21 | 4,168 | $19.44 | 108,651 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2022-06-21 | 40,312 | $19.21 | 68,339 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2022-06-21 | 50,000 | $0.00 | 50,000 | $15.11 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2022-06-21 | 112,633 | $0.00 | 112,633 | $15.03 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2022-06-21 | 40,312 | $0.00 | 40,312 | $15.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2028-05-24 | No | 4 | M | Direct | |
| 0 | 2027-11-06 | No | 4 | M | Direct | |
| 2,688 | 2028-07-31 | No | 4 | M | Direct |
Footnotes
- The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
- Represents the weighted average sales price per share. The shares sold at prices ranging from $19.00 to $19.515 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- Represents the weighted average sales price per share. The shares sold at prices ranging from $19.00 to $19.46 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- Represents the weighted average sales price per share. The shares sold at prices ranging from $19.00 to $19.50 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- The stock option is fully vested.
- 25% of the option vested and became exercisable on August 1, 2019, and thereafter will vest in equal quarterly installments over three years, beginning on November 11, 2019.
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