Filing Details

Accession Number:
0000899243-22-023620
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-06-22 20:04:58
Reporting Period:
2022-06-20
Accepted Time:
2022-06-22 20:04:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1720671 Hashicorp Inc. HCP Services-Computer Programming Services (7371) 320410665
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1894737 David Mcjannet C/O Hashicorp, Inc.
101 Second Street, Suite 700
San Francisco CA 94105
Ceo And Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2022-06-20 7,560 $0.00 7,983 No 4 M Direct
Class A Common Stock Acquisiton 2022-06-21 39,332 $0.00 47,315 No 4 C Direct
Class A Common Stock Disposition 2022-06-21 21,871 $28.91 25,444 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 C Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Restricted Stock Units Disposition 2022-06-20 7,560 $0.00 7,560 $0.00
Class B Common Stock Restricted Stock Units Disposition 2022-06-20 19,456 $0.00 19,456 $0.00
Class B Common Stock Restricted Stock Units Disposition 2022-06-20 19,876 $0.00 19,876 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2022-06-20 39,332 $0.00 39,332 $0.00
Class A Common Stock Class B Common Stock Disposition 2022-06-21 39,332 $0.00 39,332 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
113,408 No 4 M Direct
194,563 No 4 M Direct
119,250 No 4 M Direct
172,730 No 4 M Direct
133,407 No 4 C Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 1,408,061 1,408,061 Indirect
Class A Common Stock Class B Common Stock $0.00 681,050 681,050 Indirect
Class A Common Stock Class B Common Stock $0.00 681,050 681,050 Indirect
Class A Common Stock Class B Common Stock $0.00 60,000 60,000 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
1,408,061 1,408,061 Indirect
681,050 681,050 Indirect
681,050 681,050 Indirect
60,000 60,000 Indirect
Footnotes
  1. Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock.
  2. Includes 423 shares acquired under the Issuer's employee stock purchase plan on June 15, 2022.
  3. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
  4. The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of RSUs.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.51 to $29.34, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
  6. The remaining RSUs vest in fifteen equal quarterly installments beginning on September 20, 2022.
  7. The remaining RSUs vest in ten equal quarterly installments beginning on September 20, 2022.
  8. The remaining RSUs vest in six equal quarterly installments beginning on September 20, 2022.
  9. The shares are held of record by a family trust for which the reporting person serves as a trustee..
  10. The shares are held of record by the Emerald GST Non-Exempt Trust.
  11. The shares are held of record by the Sapphire GST Non-Exempt Trust.
  12. The shares are held of record by an additional family trust.