Filing Details

Accession Number:
0001446472-22-000001
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-06-17 18:56:25
Reporting Period:
2022-06-15
Accepted Time:
2022-06-17 18:56:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1357971 Energy Services Of America Corp ESOA Water, Sewer, Pipeline, Comm & Power Line Construction (1623) 204606266
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1441252 Brian Pratt 5950 Berkshire Lane, Suite 800
Dallas TX 75225
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2022-06-15 56,412 $2.57 1,738,401 No 4 S Direct
Common Stock Disposition 2022-06-16 40,478 $2.43 1,697,923 No 4 S Direct
Common Stock Disposition 2022-06-17 60,987 $2.33 1,636,936 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.50 to $2.735, inclusive. The reporting person undertakes to provide Energy Services of America Corporation, any security holder of Energy Services of America Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) of this Form 4.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.40 to $2.51, inclusive. The reporting person undertakes to provide Energy Services of America Corporation, any security holder of Energy Services of America Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) of this Form 4.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.31 to $2.45 inclusive. The reporting person undertakes to provide Energy Services of America Corporation, any security holder of Energy Services of America Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) of this Form 4.
  4. These shares are held as community property by Brian Pratt and his spouse, Barbara Pratt. Mrs. Pratt's address is the same as Mr. Pratt's address listed above.