Filing Details

Accession Number:
0000950142-22-001983
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-06-17 17:34:14
Reporting Period:
2022-06-17
Accepted Time:
2022-06-17 17:34:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1529628 Smart Sand Inc. SND () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1323912 Enrique Jose Feliciano C/O Clearlake Capital Group, L.p.
233 Wilshire Blvd., Suite 800
Santa Monica CA 90401
Yes No Yes No
1409564 Behdad Eghbali C/O Clearlake Capital Group, L.p.
233 Wilshire Blvd., Suite 800
Santa Monica CA 90401
Yes No Yes No
1409590 Ccg Operations, Llc C/O Clearlake Capital Group, L.p.
233 Wilshire Blvd., Suite 800
Santa Monica CA 90401
Yes No Yes No
1409591 Clearlake Capital Partners, Llc 233 Wilshire Blvd., Suite 800
Santa Monica CA 90401
Yes No Yes No
1539291 Clearlake Capital Partners Ii (Master), L.p. C/O Clearlake Capital Group, L.p.
233 Wilshire Blvd., Suite 800
Santa Monica CA 90401
Yes No Yes No
1540841 Clearlake Capital Partners Ii Gp, L.p. C/O Clearlake Capital Group, L.p.
233 Wilshire Blvd., Suite 800
Santa Monica CA 90401
Yes No Yes No
1688282 Clearlake Capital Group, L.p. 233 Wilshire Blvd., Suite 800
Santa Monica CA 90401
Yes No Yes No
1688283 Clearlake Capital Management Ii, L.p. C/O Clearlake Capital Group, L.p.
233 Wilshire Blvd., Suite 800
Santa Monica CA 90401
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Disposition 2022-06-17 2,552,462 $3.18 8,200,204 No 4 S Indirect See footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnotes
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share 47,703 Indirect See footnote
Footnotes
  1. Settlement of Forward Sale Contract on June 17, 2022 for which the number of shares to be delivered and the sale price was determined as of June 15, 2022.
  2. The shares are held of record by Clearlake Capital Partners II (Master), L.P. ("CCPII"), which is managed by Clearlake Capital Management II, L.P., a Delaware limited partnership ("CCMII"). CCMII's general partner is Clearlake Capital Group, L.P., whose general partner is CCG Operations, L.L.C., a Delaware limited liability company ("CCG Ops").
  3. CCPII's general partner is Clearlake Capital Partners II GP, L.P., a Delaware limited partnership ("CCPII GP"). CCPII GP's general partner is Clearlake Capital Partners, LLC, a Delaware limited liability company ("CCP"). CCP's managing member is CCG Ops. Jose E. Feliciano and Behdad Eghbali are managers of CCG Ops and may be deemed to share voting and investment power of the shares held of record by CCPII.
  4. Each the Reporting Persons disclaims beneficial ownership of the shares held of record by CCPII except to the extent of its pecuniary interest therein.
  5. Represents shares of restricted stock granted to Mr. Feliciano pursuant to the Issuer's 2016 Omnibus Incentive Plan, which vest on July 30, 2022. The shares are held of record by Mr. Feliciano for the benefit of CCPII. Mr. Feliciano expressly disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein.