Filing Details

Accession Number:
0001144204-11-035454
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-06-13 17:31:58
Reporting Period:
2011-02-09
Filing Date:
2011-06-13
Accepted Time:
2011-06-13 17:31:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
790024 China Shen Zhou Mining & Resources Inc. SHZ Metal Mining (1000) 870430816
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1408383 Xueming Xu Suite 1210, Zeyang Tower
No. 166 Fushi Road, Shijingshan District
Beijing F4 100043
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-02-09 30,000 $7.10 1,840,000 No 4 S Direct
Common Stock Disposition 2011-02-09 50,000 $7.40 1,790,000 No 4 S Direct
Common Stock Acquisiton 2011-04-21 10,000 $4.74 1,800,000 No 4 P Direct
Common Stock Acquisiton 2011-04-21 10,000 $4.52 1,810,000 No 4 P Direct
Common Stock Acquisiton 2011-05-04 4,120 $4.35 1,814,120 No 4 P Direct
Common Stock Acquisiton 2011-05-04 10,000 $4.41 1,824,120 No 4 P Direct
Common Stock Acquisiton 2011-05-04 10,000 $4.40 1,834,120 No 4 P Direct
Common Stock Acquisiton 2011-05-05 10,000 $4.38 1,844,120 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct