Filing Details

Accession Number:
0001213900-22-033568
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-06-17 15:38:06
Reporting Period:
2022-06-15
Accepted Time:
2022-06-17 15:38:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
879911 Applied Energetics Inc. AERG Search, Detection, Navagation, Guidance, Aeronautical Sys (3812) 770262908
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1760590 Jr. E. John Schultz C/O Applied Energetics, Inc.
9070 S. Rita Road, Suite 1500
Tucson AZ 85747
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Disposition 2022-06-15 3,500 $2.30 559,000 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Disposition 2022-06-15 1,500 $2.27 557,500 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Disposition 2022-06-15 625 $2.35 556,875 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Disposition 2022-06-15 1,875 $2.36 555,000 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Disposition 2022-06-15 3,700 $2.35 551,300 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Disposition 2022-06-15 1,300 $2.36 550,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share 500,000 Indirect By Oak Tree Asset Management
Common Stock, Par Value $0.001 Per Share 750,000 Indirect By Spouse
Footnotes
  1. All shares directly owned are held in Mr. Schultz's Roth IRA. Mr. Schultz's total direct and indirect beneficial ownership of non-derivative securities is 1,800,000 shares.