Filing Details
- Accession Number:
- 0001140361-22-023264
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-06-16 17:08:14
- Reporting Period:
- 2022-06-14
- Accepted Time:
- 2022-06-16 17:08:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1816431 | Quantum-Si Inc | QSI | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1076352 | M Jonathan Rothberg | C/O Quantum-Si Incorporated 530 Old Whitfield Street Guilford CT 06437 | Interim Ceo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2022-06-14 | 25,561 | $3.10 | 2,568,443 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 6,230,108 | Indirect | By 2012 JMR Trust Common, LLC |
| Class A Common Stock | 1,250,000 | Indirect | By NVR TR, LLC |
| Class A Common Stock | 1,250,000 | Indirect | By JNR TR, LLC |
| Class A Common Stock | 1,250,000 | Indirect | By JAR TR, LLC |
| Class A Common Stock | 1,250,000 | Indirect | By GBR TR, LLC |
| Class A Common Stock | 1,250,000 | Indirect | By EJR TR, LLC |
| Class A Common Stock | 1,917,067 | Indirect | By 23rd Century Capital LLC |
| Class A Common Stock | 273,422 | Indirect | By Bonnie E Gould Rothberg MD |
| Class B Common Stock | 17,943,750 | Indirect | By 4C Holdings I, LLC |
| Class B Common Stock | 1,993,750 | Indirect | By 4C Holdings V, LLC |
Footnotes
- Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $3.065 to $3.1261 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- Dr. Rothberg is the sole manager of 4C Holdings I, LLC, 4C Holdings V, LLC, 2012 JMR Trust Common, LLC, NVR TR, LLC, JNR TR, LLC, JAR TR, LLC, GBR TR, LLC and EJR TR, LLC. Dr. Rothberg is the spouse of Bonnie E. Gould Rothberg MD and Dr. Rothberg's son is the manager of 23rd Century Capital LLC. Dr. Rothberg disclaims beneficial ownership of the shares held by his spouse and 23rd Century Capital LLC.
- Shares previously held by 2012 JMR Trust Common, LLC that were distributed to NVR TR, LLC, JNR TR, LLC, JAR TR, LLC, GBR TR, LLC and EJR TR, LLC.
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