Filing Details

Accession Number:
0001209191-22-037267
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-06-16 10:20:24
Reporting Period:
2022-06-14
Accepted Time:
2022-06-16 10:20:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1320854 Freightcar America Inc. RAIL Railroad Equipment (3743) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1834620 Anthony Michael Riordan 125 South Wacker Drive
Suite 1500
Chicago IL 60606
Vp Finance, Cfo And Treasurer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-06-14 2,550 $3.90 70,807 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option $4.30 2032-03-21 100,000 100,000 Direct
Common Stock Employee Stock Option $3.82 2032-01-17 8,799 8,799 Direct
Common Stock Employee Stock Option $3.81 2031-01-28 10,467 10,467 Direct
Common Stock Employee Stock Option $2.38 2031-01-05 50,000 50,000 Direct
Common Stock Employee Stock Option $2.58 2030-11-30 25,000 25,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2032-03-21 100,000 100,000 Direct
2032-01-17 8,799 8,799 Direct
2031-01-28 10,467 10,467 Direct
2031-01-05 50,000 50,000 Direct
2030-11-30 25,000 25,000 Direct
Footnotes
  1. On March 21, 2022, the recipient was granted 100,000 options which will vest in three equal annual installments beginning on March 21, 2023.
  2. On January 17, 2022, the recipient was granted 8,799 options which will vest in three equal annual installments beginning on January 17, 2023.
  3. On January 28, 2021, the recipient was granted 10,467 options. 3,558 options are fully vested and currently exercisable, 3,454 options will vest on January 28, 2023 and 3,455 options will vest on January 28, 2024.
  4. On January 5, 2021 the recipient was granted 50,000 cash-settled stock options.17,000 cash-settled stock options are fully vested and currently exercisable, 16,500 cash-settled stock options will vest on January 5, 2023 and 16,500 cash-settled stock options will vest on January 5, 2024.
  5. On November 30, 2020 the recipient was granted 25,000 cash-settled stock appreciation rights. 8,500 cash-settled stock appreciation rights are fully vested and currently exercisable, 8,250 cash-settled stock appreciation rights will vest on November 30, 2022 and 8,250 cash-settled stock appreciation rights will vest on November 30, 2023