Filing Details

Accession Number:
0001562180-22-005129
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-06-16 07:14:56
Reporting Period:
2022-06-15
Accepted Time:
2022-06-16 07:14:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1822791 Clene Inc. CLNN Pharmaceutical Preparations (2834) 852828339
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1835537 Alison Mosca 6550 South Millrock Drive
Suite G50
Salt Lake City UT 84121
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-06-15 5,000 $2.62 39,476 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 51,921 Indirect By LLC
Common Stock 3,006,670 Indirect By LP
Common Stock 1,459,945 Indirect By trust
Footnotes
  1. Ms. Mosca purchased 5,000 shares of common stock of Clene Inc. on June 15, 2022 at a price of $2.62 per share.
  2. The securities are owned by the Kensington Clene, LLC. Ms. Mosca is the sole manager of and owns a minority interest in Kensington Clene, LCC. The shares owned by the Kensington Clene, LLC. may be deemed to be beneficially owned by Ms. Mosca. Ms. Mosca disclaims all shares owned by Kensington Clene, LLC, for which she does not have a pecuniary or profits interest.
  3. The securities are owned by the Kensington Investments, L.P. Ms. Mosca is the chief executive officer of Kensington Investments, L.P. The shares owned by the Kensington Investments, L.P. may be deemed to be beneficially owned by Ms. Mosca. Ms. Mosca disclaims all shares owned by Kensington Investments, L.P. , for which she does not have a pecuniary or profits interest.
  4. The securities are owned by the Robert C. Gay 1998 Family Trust. Ms. Mosca is the trustee of the Robert C. Gay 1998 Family Trust. The shares owned by the Robert C. Gay 1998 Family Trust may be deemed to be beneficially owned by Ms. Mosca. Ms. Mosca has no pecuniary or profits interest in the shares held by the Robert C. Gay 1998 Family Trust.