Filing Details

Accession Number:
0001415889-22-006607
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-06-15 18:19:52
Reporting Period:
2022-06-15
Accepted Time:
2022-06-15 18:19:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1380936 Guggenheim Strategic Opportunities Fund GOF () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1298064 C Randall Barnes 227 W. Monroe Street
Chicago IL 60606
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2022-06-14 20,000 $0.00 8,319 No 4 S Indirect Randall C Barnes Childrens' Trust
Common Stock Disposition 2022-06-15 1 $16.75 8,318 No 4 S Indirect Randall C Barnes Childrens' Trust
Common Stock Disposition 2022-06-15 0 $16.77 356 No 4 S Indirect Randall C Barnes Childrens' Trust II
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Randall C Barnes Childrens' Trust
No 4 S Indirect Randall C Barnes Childrens' Trust
No 4 S Indirect Randall C Barnes Childrens' Trust II
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 104,104 Direct
Footnotes
  1. 20,000 shares of GOF were transferred from the Randall C Barnes Childrens' Trust directly to child's account resulting in no longer having indirect control.