Filing Details

Accession Number:
0000921895-22-001976
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2022-06-13 20:05:52
Reporting Period:
2022-06-07
Accepted Time:
2022-06-13 20:05:52
Original Submission Date:
2022-06-09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1580808 A10 Networks Inc. ATEN () 4/A
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1443284 Eric Singer C/O A10 Networks, Inc.
2300 Orchard Parkway
San Jose CA 95131
Yes No No No
1659404 Viex Opportunities Fund, Lp - Series Two C/O A10 Networks, Inc.
2300 Orchard Parkway
San Jose CA 95131
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.00001 Disposition 2022-06-07 13,036 $15.94 0 No 4 S Indirect By Viex Opportunities Fund, LP - Series Two
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Viex Opportunities Fund, LP - Series Two
Footnotes
  1. This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series Two ("Series Two"), a series of VIEX Opportunities Fund, LP, VIEX GP, LLC ("VIEX GP"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").
  2. Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.
  3. Securities of the Issuer beneficially owned directly by Series Two. VIEX GP, as the general partner of Series Two, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series Two. VIEX Capital, as the investment manager of Series Two, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series Two. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series Two.
  4. Represents a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $15.96 to $15.93. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth in this footnote.
  5. On May 20, 2022, the Reporting Persons filed a Form 4 which inadvertently reported that Series Two beneficially owned 53,076 shares of Common Stock following the transactions reported therein when Series Two, in fact, beneficially owned 53,036 shares of Common Stock. Subsequent Form 4s filed by the Reporting Persons on May 26, 2022, and June 9, 2022 inadvertently reported an incorrect number of shares beneficially owned by Series Two following each transaction thereafter, and the Form 4 filed by the Reporting Persons on June 9, 2022 also inadvertently reported that Series Two sold 13,051 shares of Common Stock on June 7, 2022 and beneficially owned 25 shares of Common Stock thereafter. Accordingly, this amendment is being filed to report that Series Two, in fact, sold 13,036 shares of Common Stock on June 7, 2022 and beneficially owned 0 shares of Common Stock thereafter.