Filing Details

Accession Number:
0001140361-22-022800
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-06-13 19:05:45
Reporting Period:
2022-06-09
Accepted Time:
2022-06-13 19:05:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1831096 Great Elm Group Inc. GEG Services-Prepackaged Software (7372) 853622015
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1931402 David Matter C/O Great Elm Group, Inc.
800 South Street, Suite 230
Waltham MA 02453
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-06-09 17,074 $0.00 50,022 No 4 A Direct
Common Stock Acquisiton 2022-06-09 17,074 $0.00 67,096 No 4 A Direct
Common Stock Acquisiton 2022-06-10 24,499 $2.40 91,595 No 4 P Direct
Common Stock Acquisiton 2022-06-13 6,622 $2.37 98,217 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 A Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. The Reporting Person was awarded 17,074 shares of restricted stock, 442 of which vested on May 31, 2022, and the remaining of which vest in equal monthly installments on the end of each month beginning on June 30, 2022 through December 31, 2022, contingent upon continued service as a member of the board of directors of Great Elm Group, Inc. ("GEG").
  2. The Reporting Person was awarded 17,074 shares of restricted stock in lieu of cash for retainer fees for service on the Registrant's board of directors, 2,820 of which vest on June 30, 2022, and the remaining of which vest in equal quarterly installments on the end of each quarter beginning on September 30, 2022 through December 31, 2022, contingent upon continued service as a member of the board of directors of GEG.